Overview
This article explains how to find and download your course certificates from your Adviser CE account, and what to do if the name on one is wrong. Follow the steps below to quickly locate your certificates.
Step 1: Log In to Adviser CE
Click Sign In in the top-right corner of the page
Log in using the email address you used to enroll in your courses and the password you created during enrollment
Click Sign In
Once logged in, you will be directed to your User Dashboard.
Step 2: Open Your Account Settings
In the top-right corner of the dashboard, locate your profile name
Hover over your profile name to open the dropdown menu
Select My Account from the dropdown
Step 3: Navigate to the Certificates Tab
Within My Account, look to the left-hand menu
Click on the Certificates tab
This section contains all certificates associated with your completed courses.
Step 4: View and Download Your Certificates
From the Certificates tab, you can:
View your course certificates
Download certificates for your records or compliance needs
If the Name on Your Certificate Is Wrong
You cannot edit a certificate yourself. A certificate is a record of completion, so its details are locked — for security and to prevent fraudulent alteration.
To have one corrected:
Update your profile first, under My Account, so your name is recorded correctly
Email [email protected] and ask us to update the certificate, telling us the course and the correct spelling
Once we confirm the update, download the corrected certificate from the Certificates tab
Correcting your profile does not by itself change a certificate that has already been issued.
Tips & Best Practices
Check that your name and personal CRD number are correct on your profile before you complete a course — that is what the certificate is generated from, and it is also what your CE reporting to FINRA depends on
Download and save a copy for your personal records
Certificates are available any time after course completion
If you have already filed an uncorrected certificate with your firm, replace it after we issue the corrected one
Need Help?
If you have trouble logging in, accessing your courses, or confirming completion, please contact the Adviser CE support team for assistance at [email protected].