Overview
Adviser CE courses are updated and offered in yearly editions. This article explains how courses differ from year to year, how credits are counted, and what to know before enrolling—especially if you have taken Adviser CE courses before.
How Adviser CE Courses Are Designed
Each Adviser CE course is created by certified professionals
Courses are designed for:
Individual advisers
Teams and firms
All courses are:
Text-based
On-demand, allowing you to complete them at your own pace
Compliance & Credit Eligibility
Every Adviser CE course is fully compliant with NASAA requirements
Per NASAA guidelines:
Each course may only be completed once for credit
A course will only count toward CE credits one time, regardless of whether it is taken in the same year, or In a different year
Course Editions & Yearly Differences
Adviser CE courses are offered in different yearly editions, which are identified by the year listed in the course title
The year listed:
Helps differentiate editions of courses
Does not restrict you to completing the course only within that calendar year
Important:
Courses with different years listed are different courses
Bundles vs. Individual Courses
Adviser CE offers:
12-credit bundles (6-credits of Products & Practices + 6-credits of Ethics & Professional Responsibility)
6-credit bundles
Individual courses
While these options share the same structure and learning experience, the courses themselves differ by edition and year
Credit eligibility is determined by the specific course edition, not the bundle type
Guidance for Returning Customers
If you have previously enrolled with Adviser CE:
Log in to your User Dashboard
Review your completed courses carefully
Make sure you do not register for the same course(s) you have already completed, as they will not count for additional credit
Guidance for New Customers
If you are new to Adviser CE:
You are welcome to enroll in and complete any available course
Simply choose the course or bundle that best fits your CE needs
Key Takeaways
Courses differ from year to year and are identified by their edition
Each course can only be completed once for CE credit
Course editions are labeled by year for identification, not completion deadlines
Always review your dashboard before enrolling if you have taken Adviser CE courses in the past
Need Help?
If you have trouble logging in, accessing your courses, or confirming completion, please contact the Adviser CE support team for assistance at [email protected].