Adviser CE

Learn when and how Adviser CE reports your course results to FINRA (FinPro) and what to expect for them to appear on your record.

When Will My Course Results Be Reported to FINRA (FinPro)?

The six reasons completed credits may not appear in FinPro, starting with the most common one.

Why Your CE Credits Aren't Showing in FinPro

What to do when your name or CRD number does not match your FINRA record and your CE credits cannot be reported.

Fixing a Name or CRD Mismatch That Is Blocking Your CE Reporting

What your personal CRD number is, why it must be yours and not your firm's, and where to find it.

What is My Personal Central Registration Depository (CRD) Number?

How FINRA Regulatory Element credits count toward your Products and Practices requirement, and what the $3-per-credit reporting fee covers.

Understanding FINRA Regulatory Element and NASAA CE Reporting Requirements

Vladimir Kouznetsov, EA, CFP®

How and when we report your completions to FINRA, and what to do when credits do not appear in FinPro

CE Credits & Your FINRA Record

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